Portal www.investicioni-fondovi.com ekskluzivno saznaje da će se od 22-24 septembra održati konferencija Usklađenost I regulacija tržišta kapitala u organizaciji FINRA ( Udruženje regulatora finansijske industrije), BME Konsaltinga I ICMA Centra kod Henley Poslovne škole.
FINRA (the Financial Industry Regulatory Authority), BME Consulting, and the ICMA Centre at Henley Business School, University of Reading are pleased to announce the next date for our three-day Programme in Capital Markets Compliance and Regulation, in Madrid, on Sept 22-24.
The course is delivered in English by our instructor Peter Haines, a leading compliance and regulation expert with over 25 years of hands-on experience in the global capital markets.
The Programme in Capital Markets Regulation and Compliance is designed to:
• Provide compliance and regulatory professionals with the knowledge to deal more effectively with complicated issues created by evolving capital market regulations
• Allow participants to discuss their differing approaches to similar compliance and regulatory challenges
• Provide practical, applicable compliance knowledge for practitioners, including the tools and mechanisms that can be applied to address compliance concerns, such as monitoring, training and crisis management.
This programme is ideal for capital markets professionals who seek to deepen their understanding of today's multifaceted regulatory and compliance structures and issues, including legal, audit, risk and operations professionals, as well as senior managers with supervisory responsibilities over trading/dealing desks.
Key subject areas include:
• The role and function of the compliance department
• Handling conflict of interest and maintaining Chinese walls
• Compliance monitoring, supervision and oversight
• Market abuse and dealing rules
For further information and to download the brochure in English or Spanish, click here:
http://www.icmacentre.ac.uk/executive_education/finraexec/international_programmes (Simultaneous translation into Spanish will be available.)
Thank you,
Verity Altomare (on behalf of Myles Allison)
Myles Allison
Senior Director
FINRA International
35 New Broad Street
London, EC2M 1NH
+44 (0) 20 7194 8460
Fax +44 20 7194 8451
http://www.icmacentre.ac.uk/executive_education/finraexec FINRA and the ICMA Centre offer courses designed to help capital markets professionals deepen their knowledge and skills in products, regulation and compliance. Our courses are ideal for compliance officers, regulators, risk managers, lawyers, auditors, accountants and other professionals
FINRA, the Financial Industry Regulatory Authority, is the leading non-governmental regulator in the U.S. for all securities firms and broker dealers doing business with the U.S. public—more than 5,000 firms employing over 660,000 registered representatives.
Izvor:investicioni-fondovi.com
